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Raising Captial: Private Placements Agreements ..., Part I & Part II (teleseminar)
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This program will provide you with a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.

10/18/2017 to 10/19/2017
When: 10/18/2017-10/19/2017
1:00 PM to 2:00 PM
Where: United States
Contact: (404) 521-0781


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One-hour CLE programs are just a phone call away
 
Convenient, affordable, timely and informative
 
An 800 number connects you to nationally recognized practice leaders who will speak on important issues and emerging trends in the law. You can also pose your own questions to the speakers. Written materials and other details are emailed in advance to pre-registrants.
 
RAISING CAPITAL: PRIVATE PLACEMENTS AGREEMENTS FOR CLOSELY HELD COMPANIES, PART 1 & PART II, 2 CLE hours
 
Closely held companies raise capital through private placements, an offering of stock or other securities to private investors. Offerings of every size must comply with a dense set of federal securities regulation that require the offering of stock or other equity interest to be registered with the Securities and Exchange Commission or qualify for one of the exemptions from registration, mostly commonly Regulation D.  Failure to understand the regulatory framework and draft the private placement documents accordingly exposes the offering company to substantial financial liability. This program will provide you with a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.

Day 1 – October 18, 2017:

Practical planning and drafting for private placements for closely held businesses 
How private placements are used as a practical matter in capital raises 
Understanding the securities law and regulatory framework of private placements 
Reliance on Reg. D  safe harbor to avoid registration – amounts raised, accredited investor, timeframes, non-solicitation
Understanding exempt securities v. exempt offerings

Day 2 – October 19, 2017:

Practical guidance on drafting subscription agreements 
Understanding disclosures in offering documents and liability for issuer of securities 
Special issues for small private placements
Crowdfunding as a capital raising tool

Speaker:

Lee Terry is a partner in the Denver office of Davis, Graham & Stubbs, LLP, where he has a broad corporate and securities practice.  He advises clients on mergers and acquisitions, joint ventures, partnership agreements, licensing and other technology related contracts.  He has an active practice advising private companies, ranging from capital raising and major transactions to dispute resolution and investigations. He also has an extensive securities law practice, including various types of capital raising transactions.  Earlier in his career, he worked in the Office of General Counsel of the Securities and Exchange Commission.  Mr. Terry earned his A.B. from the University of Michigan and his J.D. from Wayne State University.
 

*(Teleseminar courses qualify for self-study credit only)  

 

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