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Securities Filings 2016: Practical Guidance in a Changing Environment (PLI We
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Securities Filings 2016: Practical Guidance in a Changing Environment (PLI We

Groupcast at the offices of the Atlanta Bar Association

9/7/2016 to 9/8/2016
When: 09/07/2016 - 09/08/2016
9:00 am to 5:00 pm
Where: Atlanta Bar Association
229 Peachtree Street NE
Suite 400
Atlanta, Georgia  30303
United States
Presenter: PLI and Atlanta Bar CLE
Contact: (404) 521-0781

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Practicing Law Institute and Atlanta Bar CLE will continue working together to bring PLI programs to you! 
 
PLI is dedicated to providing the legal community with the most up-to-date, relevant information and techniques which are critical to the development of a professional, competitive edge. 
 
More of PLI's sophisticated and cutting-edge programs will be webcast live at the Atlanta Bar Association Office through May 2016. 

12.8 CLE hours, including 1 Ethics hour

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities
Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular
emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will
incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation and SEC rule
changes affecting disclosure obligations will be woven within the topics covered.

• Get an overview of the disclosure cycle and the integrated disclosure system; Regulations S-K, S-X and M-A
• Learn about Exchange Act registration and reporting, including Forms 10-K, 10-Q, 8-K and more
• Explore Securities Act registration statements, including discussion of eligibility, the drafting process, incorporation by reference, “experts,” consents, and “shelf” registration, as well as the new confidential filing process for “emerging growth companies”
• Take a broad overview of proxy statements, including when preliminary filings are required, the shareholder proposal process after Wal-Mart, Whole Foods and SLB 14H, and the pay-for-performance, pay ratio and incentive pay “clawback” rules
• Look at the securities filings used in mergers, acquisitions and other significant corporate transactions
• Discuss the mechanics and implications of risk disclosures in both Securities Act and Exchange Act filings
• Review procedures in the SEC’s Division of Corporation Finance

Register online and view more information at www.pli.edu

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