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Enforcement 2018: Perspectives from Government Agencies (PLI Webcast)
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Groupcast at the offices of the Atlanta Bar Association

When: 05/09/2018
9:00 am to 5:00 pm
Where: Atlanta Bar Association
229 Peachtree Street NE
Suite 400
Atlanta, Georgia  30303
United States
Presenter: PLI and Atlanta Bar CLE
Contact: (404) 521-0781

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Practicing Law Institute and Atlanta Bar CLE will continue working together to bring PLI programs to you! 
PLI is dedicated to providing the legal community with the most up-to-date, relevant information and techniques which are critical to the development of a professional, competitive edge. 
More of PLI's sophisticated and cutting-edge programs will be webcast live at the Atlanta Bar Association Office through May 2017. 

6.3 CLE hours, including 1 Ethics hour

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Enforcement 2018: Perspectives from Government Agencies has been approved for 7.5 CAFP, 7.5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor.

The new administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program now in its eighth year brings together panels of senior staff from the various enforcement and regulatory agencies. Over the years these agencies have included the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department of the Treasury, U.S. Department of Justice, U.S. Department of State, Public Company Accounting Oversight Board, and Consumer Financial Protection Bureau.  Moderated by law firm enforcement practitioners, the panels will discuss agency priorities, how the agencies are working together, and offer best practices for working with the government in today’s continually changing enforcement environment. Those who represent, as in-house or outside counsel, businesses and individuals that need to comply with financial regulatory requirements, businesses and individuals that are working hard to avoid regulatory and enforcement scrutiny, and businesses and individuals that, for whatever reason, find themselves under regulatory and enforcement scrutiny will benefit from this timely program.

Topics Include

  • Enforcement priorities of Federal and State regulators and law enforcers
  • What are the agencies thinking about, what are they focusing on, how are they working together and how do you need to work with them?
  • Changes in practice, and practical ways to deal with those changes
  • Practical implications of dealing with multi-agency investigations
  • Hot topics in enforcement: the agencies’ perspectives for 2018
  • Legal and policy developments in the enforcement space
  • How new rules regarding swaps and derivatives will affect your practice
  • Latest enforcement developments related to financial reporting and disclosure
  • The cybersecurity landscape

Special Features

  • Perspectives from various government enforcement agencies on each panel
  • Earn one hour of Ethics credit

Credit Available: CLE, CPE and CPD

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