Print Page   |   Contact Us   |   Sign In   |   Register
Securities Law and Practice 2018: How the SEC Works (PLI Webcast)
Tell a Friend About This EventTell a Friend

Groupcast at the offices of the Atlanta Bar Association

When: 10/15/2018
1:30 pm to 5:00 pm
Where: Atlanta Bar Association
229 Peachtree Street NE
Suite 400
Atlanta, Georgia  30303
United States
Presenter: PLI and Atlanta Bar CLE
Contact: (404) 521-0781

« Go to Upcoming Event List  

Practicing Law Institute and Atlanta Bar CLE will continue working together to bring PLI programs to you! 
PLI is dedicated to providing the legal community with the most up-to-date, relevant information and techniques which are critical to the development of a professional, competitive edge. 
More of PLI's sophisticated and cutting-edge programs will be webcast live at the Atlanta Bar Association Office through May 2018. 

3 CLE hours, Including 1 Ethics hour

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the SEC interacts with on a regular basis. 

What You Will Learn

  • The sources of securities law and regulation
  • A look at the structure of the SEC’s enforcement program
  • SEC review of disclosure documents
  • The different roles and responsibilities of the SEC’s operating divisions
  • The role of the SEC’s regional offices versus the SEC’s headquarters

Register online and view more information at

Association Management Software Powered by YourMembership  ::  Legal